4 Vacuum Solutions
The Einstein equations for a near-horizon geometry (7
) in the absence of matter fields are equivalent to
the following equation on
with the function
determined by
see Eqs. (17
), (18
). In this section we will explore solutions to Eq. (66
) in various dimensions. It
is useful to note that the contracted Bianchi identity for the horizon metric is equivalent to
4.1 Static: all dimensions
A complete classification is possible for
. Recall from Section 3.2.1, the staticity conditions for a
near-horizon geometry are
and
.
Theorem 4.1 ([42]). The only vacuum static near-horizon geometry for
and compact
is given by
,
and
. For
this result is also valid for
.
Proof: A simple proof of the first statement is as follows. Substituting the staticity conditions (50
) into (67
)
gives
. Irrespective of the topology of
one can argue that
is a globally-defined
function (for simply connected
this is automatic, otherwise it can be shown by working in patches on
and exploiting the fact that
in each patch is only defined up to an additive constant). For
it is then clear that compactness implies
must be a constant. For
, if one assumes
is
non-constant one can easily derive a contradiction by evaluating the above equation at the maximum and
minimum of
(which must exist by compactness). Hence in either case
, which gives the claimed
near-horizon data.
In four dimensions one can solve Eq. (66
) in general without assuming compactness of
. For
non-constant
and any
one obtains the near-horizon geometry (sending
)
. (This is an analytically-continued Schwarzschild with a cosmological
constant.) This local form of the metric can be used to show that for
and
non-constant, there
are also no smooth horizon metrics on a compact
.
4.2 Three dimensions
The classification of near-horizon geometries in
vacuum gravity with a cosmological constant can
be completely solved. Although very simple, to the best of our knowledge this has not been presented
before, so for completeness we include it here.
The main simplification comes from the fact that cross sections of the horizon
are one-dimensional,
so the horizon equations are automatically ODEs. Furthermore, there is no intrinsic geometry on
and so the only choice concerns its global topology, which must be either
or
.
Theorem 4.2. Consider a near-horizon geometry with compact cross section
, which
satisfies the vacuum Einstein equations including cosmological constant
. If
the
near-horizon geometry is given by the quotient of AdS3 in Eq. (73
). For
the only solution
is the trivial flat geometry
. There are no solutions for
.
Proof: We may choose a periodic coordinate
on
so the horizon metric is simply
and the
1-form
. Observe that
must be a globally-defined function and hence must be a
periodic function of
. Since the curvature and metric connection trivially vanish, the horizon
equations (66
) and (67
) simplify to
. If
, integrate Eq. (71
) over
to deduce that
and
, which gives the trivial flat near-horizon geometry
. For
we argue as
follows. Multiply Eq. (71
) by
and integrate over
to find
. Hence
must be a constant and substituting into the horizon equations gives
and
(without loss of generality we have chosen a sign for
). The near-horizon geometry is then
This metric is locally AdS3 and in the second equality we have written it as a fibration over
AdS2.
It is worth remarking that the ODE (71
) can be completely integrated without assuming compactness.
For
this reveals a second solution
and
, where we have set
the integration constant to zero by translating the coordinate
. Upon changing
the
resulting near-horizon geometry is:
cannot be taken
to be compact and hence we must have
. For
there is also a second
solution given by
and
, although this is singular. For
there is
a unique solution given by
and
, although this is also
singular.18
4.3 Four dimensions
The general solution to Eq. (66
) is not known in this case. In view of the rigidity theorem it is natural to
assume axisymmetry. If one assumes such a symmetry, the problem becomes of ODE type and it is possible
to completely solve it. The result is summarised by the following theorem, first proved in [122
, 163
] for
and in [154
] for
.
Theorem 4.3 ([122, 163
, 154
]). Consider a spacetime containing a degenerate horizon, invariant
under an
isometry, satisfying the vacuum Einstein equations including a cosmological
constant. Any non-static near-horizon geometry, with compact cross section, is given by the
near-horizon limit of the extremal Kerr or Kerr-(A)dS black hole.
Proof: We present a streamlined version of the proof in [154
]. As described in Section 3.2.2, axisymmetry
implies one can introduce coordinates on
so that
component of Eq. (66
) implies
is a constant. The
component of Eq. (68
) then
implies
where
is a constant. Substituting this into Eq. (67
) gives
Now subtracting the
component from the
component of Eq. (66
) gives
A non-static near-horizon geometry must have
and therefore from the above equation
is
non-constant. Using this, one can write Eq. (77
) as
The solution to the ODE for
is given by
where
is a positive constant, which can then be used to solve the ODE for
:
where
and
is a constant. Changing affine parameter
in the full near-horizon geometry finally
gives
with
determined above. Observe that this derivation is purely local and does not assume anything
about the topology of
(unlike the derivation in [154
], which assumed compactness). If
we
recover the general static solution (70
), hence let us now assume
.
Now assume
is compact, so by axisymmetry one must have either
or
. Integrating
Eq. (77
) over
then shows that if
then
and so the metric in square brackets is AdS2.
The horizon metric extends to a smooth metric on
if and only if
. It can then be checked
the near-horizon geometry is isometric to that of extremal Kerr for
or Kerr-AdS for
[154
].
It is also easy to check that for
it corresponds to extremal Kerr-dS. In the non-static case, the
horizon topology theorem excludes the possibility of
for
. If
the non-static
possibility with
can also be excluded [164
].
It would be interesting to remove the assumption of axisymmetry in the above theorem. In [145] it is
shown that regular non-axisymmetric linearised solutions of Eq. (66
) about the extremal Kerr near-horizon
geometry do not exist. This supports the conjecture that any smooth solution of Eq. (66
) on
must be axisymmetric and hence given by the above theorem.
4.4 Five dimensions
In this case there are several different symmetry assumptions one could make. Classifications are known for
homogeneous horizons and horizons invariant under a
-rotational symmetry.
We may define a homogeneous near-horizon geometry to be one for which the Riemannian manifold
is a homogeneous space whose transitive isometry group
also leaves the rest of
the near-horizon data
invariant. Since any near-horizon geometry (7
) possesses the
2D symmetry generated by
and
where
, it is clear
that this definition guarantees the near-horizon geometry itself is a homogeneous spacetime.
Conversely, if the near-horizon geometry is a homogeneous spacetime, then any cross section
must be a homogeneous space under a subgroup
of the spacetime isometry group,
which commutes with the 2D symmetry in the
plane (since
is a constant
submanifold). It follows that
must also be invariant under the isometry
, showing that
our original definition is indeed equivalent to the near-horizon geometry being a homogeneous
spacetime.
Homogeneous geometries can be straightforwardly classified without assuming compactness of
as
follows.
Theorem 4.4 ([158
]). Any vacuum, homogeneous, non-static near-horizon geometry is locally isometric to
is a
-connection over a 2D base space satisfying
with
. The
curvature of the connection is
, where
is the volume form of the 2D base, and
.
The proof uses the fact that homogeneity implies
must be a Killing field and then one reduces the
problem onto the 2D orbit space. Observe that for
one recovers the static near-horizon
geometries. For
and
we see that
so that the 2D metric
is a round
and the horizon metric is locally isometric to a homogeneously squashed
. Hence we
have:
Corollary 4.1. Any vacuum, homogeneous, non-static near-horizon geometry is locally isometric
to the near-horizon limit of the extremal Myers–Perry black hole with
rotational
symmetry (i.e., equal angular momenta). For
one gets the same result with the Myers–Perry
black hole replaced by its generalisation with a cosmological constant [129
].
For
we see that there are more possibilities depending on the sign of
. If
we again
have a horizon geometry locally isometric to a homogeneous
. If
, we can write
and the
-connection
is non-trivial, so the cross sections
are the Nil
group manifold with its standard homogeneous metric. For
, we can write
and the connection
, so the cross sections
are the
group manifold
with its standard homogeneous metric, unless
, which gives
. Hence we
have:
Corollary 4.2. For
any vacuum, homogeneous, non-static near-horizon geometry is
locally isometric to either the near-horizon limit of the extremal rotating black hole [129
] with
rotational symmetry, or a near-horizon geometry with: (i)
and its
standard homogenous metric, (ii)
and its standard homogeneous metric or (iii)
.
This is analogous to a classification first obtained for supersymmetric near-horizon geometries in gauged supergravity, see Proposition (5.3).
We now consider a weaker symmetry assumption, which allows for inhomogeneous horizons. A
-rotational isometry is natural in five dimensions and all known explicit black-hole solutions have
this symmetry. The following classification theorem has been derived:
Theorem 4.5 ([152
]). Consider a vacuum non-static near-horizon geometry with a
-rotational
isometry and a compact cross section
. It must be globally isometric to the near-horizon geometry of one
of the following families of black-hole solutions:
: the 3-parameter boosted extremal Kerr string.
: the 2-parameter extremal Myers–Perry black hole or the 3-parameter ‘fast’ rotating
extremal KK black hole [190
].
: the Lens space quotients of the above
solutions.
Remarks:
- The near-horizon geometry of the vacuum extremal black ring [187] is a 2-parameter subfamily
of case 1, corresponding to a Kerr string with vanishing tension [162
].
- The near-horizon geometry of the ‘slowly’ rotating extremal KK black hole [190] is identical to that of the 2-parameter extremal Myers–Perry in case 2.
- The
cases can be written as a single 3-parameter family of near-horizon
geometries [135
].
- The
case has been ruled out [131
].
For
, the analogous problem has not been solved. The only known solution in this case is the
near-horizon geometry of the rotating black hole with a cosmological constant [129], which generalises
the Myers–Perry black hole. It would be interesting to classify near-horizon geometries with
in this case since this would capture the near-horizon geometry of the yet-to-be-found
asymptotically-AdS5 black ring. A perturbative attempt at constructing such a solution is discussed in
[152].
4.5 Higher dimensions
For spacetime dimension
, so the horizon cross section dim
, the horizon equation (66
) is
far less constraining than in lower dimensions. Few general classification results are known, although several
large families of vacuum near-horizon geometries have been constructed.
4.5.1 Weyl solutions
The only known classification result for vacuum
near-horizon geometries is for
solutions
with
-rotational symmetry. These generalise the
axisymmetric solutions and
solutions with
-symmetry discussed in Sections 4.3 and 4.4 respectively. By performing a detailed
study of the orbit spaces
it has been shown that the only possible topologies for
are:
,
,
, and
[139
].
An explicit classification of the possible near-horizon geometries (for the non-toroidal case) was derived
in [135
], see their Theorem 1. Using their theorem it is easy to show that the most general solution with
is in fact isometric to the near-horizon geometry of a boosted extremal Kerr-membrane
(i.e., perform a general boost of Kerr
along the
coordinates and then compactify
). Non-static near-horizon geometries with
have been ruled out [131]
(including a cosmological constant).
4.5.2 Myers–Perry metrics
The Myers–Perry (MP) black-hole solutions [183] generically have isometry groups
where
. Observe that if
then
and hence these solutions fall outside the
classification discussed in Section 4.5.1. They are parameterised by their mass parameter
and
angular momentum parameters
for
. The topology of the horizon cross section
. A generalisation of these metrics with non-zero cosmological constant has been
found [99
]. We will focus on the
case, although analogous results hold for the
solutions.
The location of the horizon is determined by the largest positive number
such that
in odd and even dimensions
and
, respectively, where
and
, respectively. These conditions hold only when the black hole is spinning in all the two planes
available, i.e., we need
for all
. Without loss of generality we will henceforth
assume
and use the extremality condition to eliminate the mass parameter
. The
near-horizon geometry of the extremal MP black holes can be written in a unified form [79
]:
where
and in odd and even dimensions
respectively. The direction cosines
and
take values in the range
with
and in odd and even dimensions satisfy
respectively. The generalisation of these near-horizon geometries for
was given in [165]. It is worth
noting that if subsets of the angular momentum parameters
are set equal, the rotational symmetry
enhances to a non-Abelian unitary group.
Since these are vacuum solutions one can trivially add flat directions to generate new solutions. For
example, by adding one flat direction one can generate a boosted MP string, whose near-horizon geometries
have
topology. Interestingly, for odd dimensions
the resulting geometry has
commuting rotational isometries. For this reason, it was conjectured that a special case of this is also the
near-horizon geometry of yet-to-be-found asymptotically-flat black rings (as is known to be the case in five
dimensions) [79].
4.5.3 Exotic topology horizons
Despite the absence of explicit
black-hole solutions, a number of solutions to Eq. (66
) are known.
It is an open problem as to whether there are corresponding black-hole solutions to these near-horizon
geometries.
All the constructions given below employ the following data. Let
be a compact Fano Kähler–Einstein
manifold19
of complex dimension
and
is the indivisible class given by
with
(the Fano index
and satisfies
with equality iff
). The
Kähler–Einstein metric
on
is normalised as
and we denote its isometry
group by
. The simplest example occurs for
, in which case
with
.
In even dimensions greater than four, an infinite class of near-horizon geometries is revealed by the following result.
Proposition 4.1 ([156
]). Let
and
be the principal
-bundle over any Fano
Kähler–Einstein manifold
, specified by the characteristic class
. For each
there exists a 1-parameter family of smooth solutions to Eq. (66
) on the associated
-bundles
.
The dim
ansatz used for the near-horizon data is the
invariant form
is a
-connection over
with curvature
. The solutions depend on one
continuous parameter
and the integer
. The continuous parameter corresponds to
the angular momentum
where
generates the
-isometry in the
-fibre.
The various functions are given by
,
,
and
where
is a polynomial in
and smoothness fixes
to be a
function of
.
The simplest example is the
,
solution, for which the near-horizon data takes the explicit
form
. The coordinate ranges are
,
,
,
. Cross sections of the horizon
, are homeomorphic to
if
is even,
or the non-trivial bundle
if
is odd. For
the solutions are
analogous.
For
the Fano base
is higher dimensional and there are more choices available. The topology
of the total space is always a non-trivial
-bundle over
and in fact different
give different
topologies, so there are an infinite number of horizon topologies allowed. Furthermore, one can choose
to have no continuous isometries giving examples of near-horizon geometries with a single
-rotational
isometry. Hence, if there are black holes corresponding to these horizon geometries they would saturate the
lower bound in the rigidity theorem.
It is worth noting that the local form of the above class of near-horizon metrics includes as a special case
that of the extremal MP metrics
with equal angular momenta (for
). The above class of
horizon geometries are of the same form as the Einstein metrics on complex line bundles [186],
which in four dimensions corresponds to the Page metric [185
], although we may of course set
.
Similar constructions of increasing complexity can be made in odd dimensions, again revealing an infinite class of near-horizon geometries.
Proposition 4.2. Let
and
be the principal
-bundle over
specified by the
characteristic class
. There exists a 1-parameter family of Sasakian solutions to Eq. (66
) on
.
As a simple example consider
. This leads to an explicit homogeneous near-horizon
geometry with
is a vector field,
is a constant and
.
Regularity requires that the Chern number
of the
-fibration over each
to be the same and
the period
. The total space is a Lens space
-bundle over
and is topologically
. For
and
this corresponds to a Sasaki–Einstein metric on
sometimes known as
.
The above proposition can be generalised as follows.
Proposition 4.3 ([158]). Given any Fano Kähler–Einstein manifold
of complex dimension
and coprime
satisfying
, there exists a 1-parameter family of
solutions to Eq. (66
) where
is a compact Sasakian
-manifold.
These examples have
symmetry, although possess only one independent angular
momentum along the
-fibres. These are deformations of the Sasaki–Einstein
manifolds [94].
There also exist a more general class of non-Sasakian horizons in odd dimensions.
Proposition 4.4 ([157
]). Let
be the principal
-bundle over any Fano Kähler–Einstein manifold
, specified by
the characteristic classes
where
. For a countably infinite set of non-zero
integers
, there exists a two-parameter family of smooth solutions to Eq. (66
) on the
associated Lens space bundles
.
The dim
form of the near-horizon data in the previous two propositions is the
invariant form
is a principal
-connection over
whose curvature is
. The explicit
functions
are linear in
and
are ratios of various polynomials in
.
Generically these solutions possess two independent angular momenta along the
-fibres. The
Sasakian horizon geometries of Proposition 4.3 arise as a special case with
and possess only one independent angular momentum. The base
gives horizon
topologies
or
depending on whether
is even or odd
respectively.
It is worth noting that the local form of this class of near-horizon metrics includes as a special case that
of the extremal MP metrics
with all but one equal angular momenta. The above class of
horizon geometries are of the same form as the Einstein metrics found in [37, 157
].



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